Compliance Analyst

Job Description

DV Group, a Chicago-based financial services firm, is seeking a Compliance Analyst to join its growing Compliance Department. The successful candidate will support both the futures and equities trading businesses, including broker-dealer DV Equities. This role requires a detail-oriented individual with a strong understanding of trading and financial services compliance.Responsibilities:

• Compliance/trade practice automated surveillance
• Onboarding new broker relationships
• Responding to KYC requests
• Drafting internal risk and compliance policies
• Research emerging areas (e.g., cryptocurrency regulation, international/cross-border rules)

Requirements:

• Bachelor’s degree and 0-3 years of experience in a compliance and/or regulatory position
• Excellent written and oral communication skills
• Strong understanding of trading/financial services compliance
• Strong work ethic and ability to learn quickly
• Detail-oriented, organized, and diligent
• Proficiency in Microsoft Office and Adobe Professional
• Experience with broker-dealer and/or proprietary trading desired
• Available to work 5 days per week at our Chicago office

What DV Group Offers:

• Discretionary bonus eligibility
• Equal opportunity employer with an inclusive environment