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Director, Investment Compliance

Director, Investment Compliance role ensures regulatory compliance across jurisdictions.
Aspire
Hybrid
On-Site
United Kingdom
Undisclosed salary
Job Description
Aspire is seeking a Director of Investment Compliance to support global yield expansion and oversee investment regulatory compliance. The Director will ensure compliance with investment-related regulatory requirements, support investment license applications, and act as the UK Compliance Officer. This role involves providing global investment compliance oversight across multiple jurisdictions, including the UK, Singapore, US, Australia, and Hong Kong.
  • Developing compliance frameworks
  • Monitoring regulatory developments
  • Engaging with regulators
  • Overseeing investment risk
  • Collaborating with product teams to build compliant investment products
  • Providing internal compliance advisory and training
Minimum Qualifications:
  • 7+ years of compliance experience in the investment, asset management, or financial services sector.
  • Strong understanding of global investment regulatory frameworks (e.g., FCA, MAS, SEC, ASIC, SFC, and NL investment license requirements).
  • Experience managing investment license applications and engaging with regulators.
  • Proven ability to navigate complex investment compliance matters, including fund management, structured products, and portfolio compliance.
  • Familiarity with AML/KYC obligations related to investment businesses.
  • Experience working in a fast-paced, international, and high-growth financial institution.
  • Strong stakeholder management and communication skills, with the ability to advise senior leadership.
What Aspire offers:
  • Uncapped flexible annual leave.
  • Hybrid work arrangement.
  • Training subsidy for your professional growth.
  • Wellness benefit.
  • Team bonding budget to foster collaboration and sense of belonging.
  • Flexibility to work from anywhere (for up to 90 days per annum).
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Aspire

Aspire is a leading FinTech company providing an all-in-one financial operating system. Focused on empowering innovators and entrepreneurs, Aspire aims to reinvent business finance and enable startups to achieve their full potential. With backing from global investors, Aspire has partnered with companies like Visa and Wise to provide a suite of products used by numerous businesses. The company has received recognition as a top employer and fintech innovator. Aspire fosters a collaborative environment, encouraging innovation and change through its diverse team.

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