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Compliance Specialist- London

Compliance Specialist for FX and Commodity Options business in London.
IMC
On-Site
United Kingdom
Undisclosed salary
Job Description
IMC is seeking a Compliance Specialist to join their London office. The Compliance Officer will work closely with Trading, Legal, Risk, and Technology teams, providing compliance support to IMC’s FX and Commodity Options business. He/She will play a crucial role in ensuring the business operates safely in accordance with exchange rules, regulations, and laws.Role involves:
  • Providing compliance advice to IMC’s FX and Commodities traders.
  • Monitoring daily trading activity and communications surveillance.
  • Investigating and responding to inquiries from exchanges and regulators.
  • Managing daily transaction reporting processes, such as MiFIR and EMIR.
  • Interacting with exchanges to ensure correct trading registrations.
  • Conducting compliance, anti-money laundering, and market abuse risk assessments.
  • Analysing business development projects and building strong compliance frameworks.
  • Assisting with delivering Compliance training to IMC employees.
  • Collaborating closely with other IMC global compliance teams.
Requirements:
  • 5+ years of compliance experience in derivatives markets.
  • Strong knowledge in FX and Commodity derivative trading rules.
  • Experience in OTC/algorithmic trading compliance and surveillance practices.
  • Excellent understanding of UK trading rules and regulations.
  • Knowledge of US listed derivatives (CME, ICE, OCC) is a plus.
  • Strong analytical and communication skills.
  • Self-driven, fast learner, and ability to perform successfully in a fast-moving environment.
  • Process-minded with the ability to drive improvements in IMC’s control framework.
Role offers:
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    IMC

    IMC is a global trading firm that operates in the financial markets since 1989. The company leverages advanced research and technology to provide liquidity and stability across various markets. With offices in the US, Europe, Asia Pacific, and India, IMC fosters a collaborative culture among its research, engineering, trading, and business operations teams. IMC is committed to innovation, continuous improvement, and actively engages with regulatory bodies across multiple jurisdictions to ensure adherence to evolving industry standards and compliance requirements.

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