Associate Manager - Compliance (Share.Market)

PhonePe is seeking an Associate Manager, Compliance to support its stock broking operations. This role is based in Bangalore and reports to the Manager/Senior Manager. The Associate Manager will be responsible for ensuring adherence to regulatory frameworks and internal policies, assisting in audits, and monitoring compliance to maintain operational integrity.

Responsibilities:

• Assist in implementing compliance frameworks and monitoring mechanisms for stock broking operations.
• Conduct periodic compliance checks and support internal audits.
• Track and ensure timely regulatory reporting and submissions.
• Collaborate with business teams to address compliance concerns and queries.
• Stay updated on regulatory changes and assist in updating policies and procedures.
• Provide support in handling regulatory inspections and stakeholder communications.

Requirements:

• 3-5 years of experience in compliance, audit, or risk management within stock broking or financial services.
• Knowledge of SEBI regulations, exchange compliance, and market operations.
• Strong analytical and problem-solving skills.
• Effective communication and teamwork abilities.
• Experience in compliance monitoring tools and reporting is a plus.

PhonePe offers:

• Insurance Benefits (Medical, Critical Illness, Accidental, Life)
• Wellness Program (Employee Assistance, Onsite Medical Center, Emergency Support)
• Parental Support (Maternity, Paternity, Adoption Assistance, Day-care Support)
• Mobility Benefits (Relocation, Transfer Support, Travel Policy)
• Retirement Benefits (Employee PF Contribution, Flexible PF Contribution, Gratuity, NPS, Leave Encashment)
• Other Benefits (Higher Education Assistance, Car Lease, Salary Advance Policy)