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Job Description
Global Atlantic Financial Group is seeking a Compliance Officer to support its KKR Insurance, Private Markets, and Public Markets Compliance Programs. This role, based in New York, involves close coordination with stakeholders across various KKR divisions. The Compliance Officer will report to the Deputy Chief Compliance Officers for KKR Private Markets and KKR Public Markets.
Responsibilities:
- Provide real-time advice on regulatory and internal policy issues.
- Contribute to governance, reporting, and oversight of the KKR Insurance business.
- Provide compliance oversight, monitoring, and reporting to Compliance and senior management.
- Identify, review, and advise on conflicts of interest.
- Advise on matters relating to market abuse, information barriers, and conflicts of interest.
- Monitor and interpret new rules and regulations.
- Draft policies, procedures, and advisory bulletins.
- Conduct business-focused compliance training.
- Liaise with internal and external audit teams.
- Advise on and contribute to regulatory filings and inquiries.
Qualifications:
- 10 years of regulatory compliance experience in an asset management, investment bank, legal, or other financial institution.
- Advanced knowledge of trading operations, credit and loans, and equity offerings.
- Bachelor’s degree in Law, Business, or related field, preferably with an advanced degree.
The role offers:
- Competitive base salary range.
- Annual cash bonuses.
- Long-term incentives (equity).
- Generous benefits, including immediate vesting on employee contributions to a 401(k).
