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Job Description
Carta is seeking a Compliance Officer & RC for its Luxembourg office, Carta Lux Sàrl. This role is crucial for the company's global expansion strategy, focusing on compliance within UCI administration, domiciliation, and corporate services. The Compliance Officer will report to the Head of Compliance & RR in Luxembourg and will be responsible for ensuring adherence to professional obligations and assisting the business in meeting reporting requirements.
Role Involves:
- Managing compliance issues in Luxembourg, particularly concerning UCI administration, domiciliation, and corporate services.
- Monitoring Registrar & TA function activities.
- Contributing to the Compliance Risk Management framework.
- Serving as a point of contact with the Luxembourg regulator and the Global compliance team.
- Advising the business on local and European regulatory developments.
- Reporting on compliance/AML matters to the RR and board of directors.
- Providing compliance training to new and existing colleagues.
- Ensuring internal policies adhere to regulations and group policies.
- Conducting AML/CFT risk exposure assessments.
- Maintaining and updating the Compliance Monitoring plan.
- Conducting ongoing due diligence and updating KYC files.
- Evaluating regulatory changes impacting fund administration.
- Guiding colleagues on AML/KYC matters.
Requirements:
- A degree in Finance or Law.
- Must be permanently on-site in Luxembourg.
- Significant experience in a similar role, with prior RC authorization.
- Excellent knowledge of alternative fund structures.
- Ability to operate at a senior level with compliance expertise.
- A commercial approach balanced with compliance demands.
- Detail-oriented and driven to meet deadlines.
- Excellent communication skills in English (French skills are an advantage).
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