Analyst - Quality Assurance Financial Crime Compliance

Job Description

Interactive Brokers is seeking a full-time Analyst - Quality Assurance Financial Crime Compliance at their Chicago office. This role offers excellent growth potential for motivated individuals. The Analyst will report to a Quality Assurance Compliance Manager and assist in ensuring the firm complies with the Bank Secrecy Act, the USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations. This is a hybrid role, requiring three days in the office and allowing for two days of remote work.Role involves:

• Conducting quality assurance reviews of account activity.
• Advising management by collecting, analyzing, and summarizing data and trends.
• Performing quality assurance on regulatory filings.
• Streamlining current processes and identifying areas for improvement.
• Reviewing trading data for suspicious activity or patterns of unusual trading.

Requirements:

• 2+ years’ work experience in Sanctions.
• High comfort and fluency with computers and technology.
• Excellent oral and written communication skills.
• Detail-oriented with outstanding organizational and project management skills.
• Ability to work both independently as well as in a small-team environment.
• ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications a plus.

Role offers:

• Competitive salary, annual performance-based bonus and stock grant.
• Retirement plan 401(k) with a competitive company match.
• Excellent health and wellness benefits.
• Paid time off and a generous parental leave policy.
• Daily company lunch allowance provided, and a fully stocked kitchen.
• Education reimbursement and learning opportunities.