Analyst - Quality Assurance Financial Crime Compliance

Job Description

Interactive Brokers is seeking a full-time Analyst - Quality Assurance Financial Crime Compliance at their Chicago office. This role offers excellent growth potential for motivated individuals. The Analyst will report to a Quality Assurance Compliance Manager and assist in ensuring the firm complies with regulations such as the Bank Secrecy Act and the USA PATRIOT Act.Responsibilities include:

• Conducting quality assurance reviews of account activity.
• Advising management by analyzing data and trends.
• Performing quality assurance on regulatory filings.
• Streamlining current processes and identifying areas for improvement.
• Reviewing trading data for suspicious activity.

The ideal candidate will have regulatory compliance experience or a background in internal audit, legal, accounting, or data analytics. Strong analytical and quantitative skills are essential.Requirements:

• 2+ years’ work experience in Trade Surveillance
• High comfort and fluency with computers and technology
• Excellent oral and written communication skills
• Detail-oriented with outstanding organizational and project management skills
• Ability to work independently and in a team
• ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications a plus

Interactive Brokers offers:

• Competitive salary, bonus, and stock grant
• Retirement plan 401(k) with company match
• Excellent health and wellness benefits
• Paid time off and parental leave
• Daily company lunch allowance and stocked kitchen
• Education reimbursement and learning opportunities