Compliance Analyst

Job Description

Interactive Brokers is seeking a Compliance Analyst to join their APAC team. This role supports regulatory engagements, assists in drafting responses to regulatory inquiries, and monitors new regulations. The Compliance Analyst will also coordinate regulatory inspections and implement remediation plans.

Responsibilities include:

• Supporting engagements with regulators
• Assisting in drafting responses to regulatory inquiries
• Keeping abreast of new regulations
• Coordinating regulatory inspections and surveys
• Implementing and monitoring remediation plans

Requirements:

• Strong analytical and organizational skills
• Comfort with computers and technology
• Excellent English communication skills
• Proficiency in Chinese is an advantage
• Relevant experience in financial services
• A proactive attitude and willingness to learn

Interactive Brokers offers:

• Competitive salary, bonus, and stock grant
• Excellent medical insurance
• Competitive annual leave package
• Daily lunch and a fully stocked kitchen
• Modern offices with multi-monitor setups
• Great work-life balance
• Opportunities for career progression
• Hybrid work arrangement