Compliance Analyst

Job Description

Interactive Brokers is seeking a Compliance Analyst to join their APAC team. This role is based in Hong Kong and involves supporting engagements with regulators, assisting in drafting responses to regulatory inquiries, and monitoring regulatory developments. The ideal candidate will be a self-starter with strong analytical and organizational skills, comfortable with technology, and possess excellent communication skills.Interactive Brokers offers a competitive salary, annual performance-based bonus, and stock grant, along with excellent health and welfare benefits. The company also provides daily lunch, a modern office environment, and opportunities for career progression.Responsibilities:

• Supporting engagements with regulators and other financial services regulatory agencies
• Assisting in the information gathering and drafting of written responses to regulatory enquiries, questionnaires, and consultations for IBKR’s APAC entities
• Keeping abreast of new regulations and disseminating regulatory notices, circulars, and other regulatory developments to management, compliance teams within the APAC region and relevant stakeholders
• Coordinating regulatory inspections, self-assessments and regulatory surveys for APAC entities to ensure timely and quality submissions
• Implementing and monitoring the progress of remediation plans

Requirements:

• Must be a self-starter with strong analytical skills
• Strong organizational skills with the ability to prioritize and work independently in a dynamic and fast-paced working environment
• Comfort with computers and technology, and understanding of how technology is applied to business and regulatory problems
• Excellent English language oral and written communication skills. Proficiency in the Chinese language is an added advantage
• Ability to work in a small team environment and collaboratively
• Relevant experience and track record at a financial services regulatory agency, exchange or licensed financial services firm
• A “can-do” attitude with a willingness to learn

Interactive Brokers offers:

• Competitive Salary, annual performance-based bonus and stock grant
• Excellent health and welfare benefits including medical, dental, specialist and inpatient
• Competitive package of Annual Leave
• Daily lunch ordered in-house with a fully stocked kitchen
• Modern offices with multi-monitor setups
• Great work-life balance
• Unique opportunity to gain exposure to global financial products, markets and clientele
• Opportunities for career progression and job scope expansion in a global company with a growing local presence
• Hybrid work arrangement role permitting