[증권플러스 비상장] 준법감시 담당자(위험관리 전문인력)

Job Description

증권플러스 비상장, a leading fintech company, is seeking a Compliance and Risk Management Specialist to join their team in Seoul. This role involves contributing to the growth of Korea's leading unlisted stock trading platform. The company is committed to creating a transparent market where investors and startups can connect and trade unlisted stocks with confidence.

The Compliance and Risk Management Specialist will play a crucial role in ensuring the company's adherence to regulatory requirements and managing potential risks.

Role involves:

• Planning, establishing, and operating internal control systems
• Overseeing all compliance-related tasks
• Responding to supervisory authorities, submitting reports, and managing public disclosures
• Monitoring regulations and reviewing contracts
• Reviewing, planning, and operating the duty structure
• Conducting internal compliance training and managing anti-money laundering efforts
• Planning, introducing, and operating risk management systems
• Monitoring and reporting risks
• Creating and revising risk-related regulations
• Handling external risk-related reporting

Requirements:

• Experience required for risk management professionals under the Financial Investment Business Licensing Regulations
• Experience in compliance and risk management within financial companies (preferred)
• Experience in financial investment business (preferred)
• Relevant certifications (preferred)

증권플러스 비상장 offers:

• Opportunity to be part of a leading unlisted stock trading platform
• Chance to contribute to the development of innovative financial services
• A role in a company that is driving change in the financial market