Trade Surveillance Analyst

Job Description

• Conducting account activity reviews.
• Advising management by collecting, analyzing, and summarizing data and trends.
• Preparing regulatory filings.
• Streamlining current processes and identifying areas for improvement.
• Reviewing trading data for suspicious activity.

• 1-3 years of regulatory compliance experience or experience in internal audit, legal, accounting, or other control functions of a financial services firm or regulator.
• Strong product knowledge of equity or exchange-traded derivative markets.
• High degree of comfort and fluency with computers and technology.
• Excellent oral and written communication skills.
• Detail-oriented with outstanding organizational and project management skills.
• Ability to work both independently as well as in a small team environment, and to multitask with minimal supervision.
• Self-motivated and able to handle tasks with minimal supervision.
• Superb analytical and problem-solving skills.
• Excellent collaboration and communication skills.
• Outstanding organizational and time management skills.
• ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications are a plus.

• Competitive salary, annual performance-based bonus and stock grant
• Retirement plan 401(k) with competitive company match
• Excellent health and wellness benefits, including medical, dental, and vision benefits, and a company-paid medical healthcare premium.
• Paid time off and a generous parental leave policy
• Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snacks
• Education reimbursement and learning opportunities