Compliance - Associate (NY)

Job Description

KBRA is seeking a Compliance Associate to support their Compliance Department in maintaining regulatory compliance and ethical standards. The role is based in KBRA’s New York City office and requires a proactive individual with strong analytical and communication skills.

Role involves:

• Assisting with day-to-day compliance operations.
• Conducting compliance monitoring activities.
• Preparing responses to regulatory queries.
• Assisting with compliance reports for Senior Management and the Board of Directors.
• Conducting research on compliance-related topics.
• Developing and organizing training materials.
• Assisting in maintaining and updating policies and procedures.
• Working on ad-hoc compliance projects.

Requirements:

• Bachelor's degree.
• 2-4 years of relevant work experience in compliance, financial services, or a regulatory environment (internship experience may be considered).
• Strong analytical and problem-solving skills.
• Proficiency in Microsoft Office.
• Ability to work independently and manage multiple tasks.
• Excellent oral and written communication skills.
• Proactive, adaptable, and collaborative approach.
• Credit rating agency and/or Capital Markets experience a plus.
• An advanced degree (JD, MBA, MPA) is a plus and may substitute for work experience.

KBRA Offers:

• A hybrid work schedule – Tuesdays, Wednesdays, and Thursdays in the office
• Competitive benefits and paid time off
• Paid family and disability leave
• 401(k) plan, including employer match (100% vested)
• Educational and professional development financial assistance
• Employee referral bonus program