Compliance Analyst (Temp)

Job Description

Interactive Brokers is seeking for two Compliance Analysts (temps) for a six-month assignment in its Chicago, Illinois, office. This is a hybrid role (three days in the office/two days remote).Interactive Brokers Group, Inc. is a global financial services company headquartered in Greenwich, CT, USA. It is known for its cutting-edge technology. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories.Role involves:

• Conducting account activity reviews, including trading, deposit and withdrawal, and public domain activity, to determine if the activity aligns with IBKR policy.
• Advising management by collecting, analyzing, and summarizing data and trends.
• Preparing regulatory filings.
• Contribute to streamlining current processes and identifying areas for improvement.
• Review trading data for suspicious activity or patterns of unusual trading.

Requirements:

• 1-3 years of regulatory compliance experience working for an exchange, a regulatory organization, a broker-dealer (BD), a futures commission merchant (FCM) or a similar organization.
• Alternatively, experience in internal audit, legal, accounting, or other control functions of a financial services firm or regulator would be beneficial.
• Excellent bachelor’s-level educational credentials, some background in finance, economics, data analytics, or similar areas, and strong analytical and quantitative skills.
• Strong product knowledge of equity or exchange-traded derivative markets’ or, preferably, both
• High degree of comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems
• Excellent oral and written communication skills
• Detail-oriented with outstanding organizational and project management skills
• Ability to work both independently as well as in a small-team environment and to multi-task with minimal supervision
• Self-motivated and able to handle tasks with minimal supervision.
• Superb analytical and problem-solving skills.
• Excellent collaboration and communication (Verbal and written) skills
• Outstanding organizational and time management skills

Role offers:

• Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snack
• Corporate events, including team outings, dinners, volunteer activities and company sports teams
• Modern offices with multi-monitor setups