Regulatory Reporting Analyst at Interactive Brokers

Interactive Brokers is seeking a Regulatory Reporting Analyst to join their team in Greenwich, CT. This is a hybrid role, requiring 3 days in the office and 2 days remote work. The role involves identifying and researching potential regulatory reporting issues related to stock, fixed income, derivative securities, and commodity products. The analyst will perform post-trade processing reconciliations and middle office support services to ensure accurate trade and position reporting. Interactive Brokers has been at the forefront of financial innovation for over four decades. They are known for their cutting-edge technology and are committed to their clients. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years.Responsibilities:

• Identify and research potential regulatory reporting issues related to various financial instruments.
• Perform post-trade processing reconciliations.
• Provide middle office support services to ensure accurate trade and position reporting.
• Investigate and communicate any issues that arise.
• Suggest solutions to operational and programming staff.
• Track issues until they are resolved.

Requirements:

• Bachelor's degree (BA/BS).
• Minimum 2+ years of brokerage experience in the financial services industry.
• Experience with regulatory reporting compliance issues (e.g., FINRA CAT, TRACE, RTRS).
• Bloomberg experience.
• Advanced Excel skills.
• Strong analytical, problem-solving, and communication skills.

The role offers:

• Competitive salary and annual performance-based bonus and stock grant.
• Retirement plan 401(k) with a competitive company match.
• Excellent health and wellness benefits.
• Paid time off and a generous parental leave policy.
• Daily company lunch allowance.
• Education reimbursement and learning opportunities.