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Canvas Compliance Associate/Officer, Singapore

Compliance Officer for Canvas FRG, primary research group within Point72.
Point72
On-Site
Singapore
Undisclosed salary
Job Description

Point72 is looking for a Compliance Officer in Singapore to support Canvas FRG. The Compliance department at Point72 is a team of compliance professionals that supports global investment and trading activities. The candidate will work closely with the US and UK Canvas Compliance team as the team expands to Asia.

Responsibilities:

  • Be the main point of contact for compliance related items for Canvas Research Analysts in Asia
  • Chaperone consultant calls for Canvas Research Analysts and document accordingly
  • Monitor and notate chaperoned calls in proprietary compliance management system, track consultants to ensure appropriate chaperone coverage
  • Conduct on-boarding due diligence of new consultants to Canvas FRG, LLC and annual re-reviews
  • Monitor communications between Canvas Research Analyst interactions with discretionary investment professionals
  • Facilitate quarterly invoicing and payment with the Finance department in compliance with applicable data privacy law
  • Participate in insider dealing/insider trading issues training for Canvas Research Analysts
  • Brainstorm and implement ideas for enhancing compliance oversight improvement and more efficient processes
  • Monitor and stay current on applicable regional laws, regulatory initiatives, and case law in Asia jurisdictions
  • Recommend and draft enhancements to existing policies and procedures

Requirements:

  • 2-4 years of compliance experience in the financial services industry
  • Strong understanding of MAS and other Asia regulatory environments
  • Fluency in English and Mandarin due to coverage
  • Keen attention to detail
  • Someone who is highly organized, process driven, and structured with the ability to work independently
  • Ability to juggle multiple priorities under pressure, prioritize tasks and see each through to completion
  • Exceptional communication and interpersonal skills
  • Commitment to the highest ethical standards

Benefits:

  • Health care benefits
  • Generous parental and family leave policies
  • Mental and physical wellness programs
  • Volunteer opportunities
  • Support for employee-led affinity groups representing women, minorities and the LGBT+ community
  • Tuition assistance
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Point72

Point72 is a global alternative investment firm employing fundamental and systematic investing strategies across diverse asset classes and geographies. The company focuses on delivering superior returns for its investors, supported by a technology group that enhances IT infrastructure and embraces open-source solutions and agile methodologies. Point72 cultivates an investor-led culture, prioritizing innovation and attracting top talent while investing in employee growth, well-being, and career development.

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