Non Financial Regulatory Reporting Associate at Alpaca

Alpaca, a US-based brokerage infrastructure technology company, is seeking a Non-Financial Regulatory Reporting Associate. This is a fully remote role reporting to the Director of Trading Operations and NFRR Manager. The associate will support the team by focusing on Non-Financial Regulatory Reporting.**Responsibilities:**

• Completing non-financial regulatory reporting.
• Assisting with CAT, CAIS, Equity Trade Reporting, LOPR, Fixed-Income, and short-interest reporting.
• Keeping procedural documents up to date.
• Optimizing the broker-dealer clearing/correspondent client experience.
• Resolving complex operational issues related to NFRR.
• Executing processes to maintain and modify operations practices.
• Establishing relationships with stakeholders across departments.
• Performing big data analysis and recommending improvements.

**Requirements:**

• Willingness to learn in-the-weeds knowledge on systems such as Consolidated Audit Trail Implementation (CAT), Large Options Position Reporting (LOPR), Short Interest Reporting, Over the Counter Reporting Facility (OTCRF) and Trade Reporting Facility (TRF), and Trade Reporting and Compliance Engine (TRACE).
• Global Markets Operations/Technology experience preferred
• Understanding of NFRR rules
• Experience with regulatory programs
• Strong attention to detail, accuracy, and reliability.
• Ability to collaborate effectively in a remote team environment.
• Proficiency in G Suite, Microsoft Office, and MySQL database skills.

**What Alpaca Offers:**

• Competitive salary and stock options.
• Health benefits starting on day 1.
• New hire home-office setup stipend (USD $500).
• Monthly stipend (USD $150) via a Brex Card.
• Opportunity to work with a global team and innovative partners.