The Compliance Officer role at the company involves overseeing and implementing the compliance monitoring plan. The role focuses on ensuring adherence to MiFID requirements and regulations. The Compliance Officer collaborates with various stakeholders to maintain compliance standards and address any concerns and reports compliance to management.
What this role involves:
- Implementing and managing the compliance monitoring plan.
- Deploying the compliance monitoring plan throughout the calendar year.
- Ensuring compliance with MiFID requirements and regulations.
- Monitoring compliance-related activities (90% of role).
- Collaborating with stakeholders for compliance alignment.
- Maintaining up-to-date knowledge of regulatory changes.
- Preparing and presenting compliance reports.
- Conducting regular audits and assessments.
- Providing training and guidance on compliance matters.
Requirements:
- Bachelor's degree in Business Administration, Finance, Law, or related field.
- Previous experience in a compliance or regulatory role, preferably in financial services.
- Strong understanding of MiFID requirements and regulations.
- Excellent analytical and problem-solving skills.
- Ability to work independently and prioritize effectively.
- Strong communication and interpersonal skills.
- Detail-oriented with a high level of accuracy.
- Certification in Compliance or related fields is a plus.
What this role offers:
- Welcoming team of international professionals.
- Great challenges and opportunities.
- Comfortable office.
- Flexible schedule.
- 40 paid days off.
- Competitive salary.