Director, Internal Audit

Job Description

Clear Street is seeking a Director of Internal Audit to build and lead its independent audit and risk assessment approach. This role involves collaborating with executive leadership to design and manage the audit program. The Director will oversee audits, identify operational efficiencies, and evaluate internal controls.

Responsibilities include:

• Designing and managing the audit program.
• Identifying operational efficiencies.
• Overseeing audits across the firm..
• Collaborating with other teams to ensure appropriate coverage and assessment within end-to-end process reviews
• Evaluating design and operating effectiveness of internal controls and identify control weaknesses
• Leading development of audit reports using appropriate business and technical language

Requirements:

• At least 10 years of professional experience, including 5+ years in Internal Audit.
• Bachelor's degree required; advanced degree/certification (CPA, MBA, etc.) preferred.
• Deep experience and understanding of the prime brokerage, securities lending and broker-dealer businesses
• A comprehensive understanding of financial products including Equities, Fixed Income, Derivatives, and Futures
• Experience across multiple functions including Finance, Operations, Compliance, IT / Engineering, Risk and Information / Cyber Security

Clear Street offers:

• Opportunity to join a growing team.
• Meritocratic philosophy.
• Competitive compensation, benefits, and perks including company equity, 401k matching and full medical, dental and vision insurance.